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The SEC Basics workshop is led by Mark Berman of CompliGlobe Ltd, a former SEC lawyer who advises on SEC practice and international financial services regulation.

Download the 2009 brochure

Mark Berman, CEO, CompliGlobe Ltd

Mark advises and has advised Asian and European hedge funds, investment managers, banks and investment firms on U.S. and cross-border regulatory, compliance, training and AML matters. Mr Berman was a senior lawyer with the SEC’s Division of Corporation Finance and the Division of Market Regulation, where he worked on domestic and cross-border disclosure and trading practices issues, respectively. He was also a senior lawyer with the London Stock Exchange. Mark is the editor of and a contributor to "SEC Regulation Outside the United States" and "Hedge Funds and Prime Brokers", and wrote "An Introduction to Hedge Funds". Mark is a Trustee Emeritus of the SEC Historical Society.







SEC Regulation Outside the United States, 10th June 2010
Programme | Speakers | Sponsors & Partners | Venue | Register
The 14th annual SEC Regulation Outside the United States, explores the effects of the credit crisis, the SEC?s response and how the SEC regulates capital markets. A faculty of current and former senior SEC officials, non-US regulators and distinguished industry leaders will guide you through the developments that have had an incalculable impact on the world?s markets and the 'real economy' and the SEC's role in this.

The world remains seized by the credit crisis: how are the SEC and other regulators responding?

Attend SEC Regulation Outside the United States and hear directly from key representatives at the SEC how they legislate and enforce US securities laws, and how these affect companies outside the US.

Download the 2009 brochure