Events
InvestoRegulation conferences and workshops
Our flagship conferences are internationally recognised as being the essential way to gain access to top quality speakers who have an unparalleled knowledge of the U.S. regulatory regime. Amongst InvestoRegulation's events is the high profile and internationally recognised conference series SEC Regulation Outside the United States - now in it's fourteenth year in London.
Complementing our conferences, we offer a full range of customised seminars, workshops and consultancy in allied areas for senior management and CEOs, as well as tailor made workshops for law firms and other professional practices.
We currently run our conferences in Europe and Asia. Each conference provides the opportunity to attend a choice of one or two workshops.
Conference: SEC Regulation Outside the United States
SEC Regulation Outside the United States, explores the effects of the credit crisis, the SEC’s response and how the SEC regulates capital markets. A faculty of current and former senior SEC officials, non-US regulators and distinguished industry leaders will guide you through the developments that have had an incalculable impact on the world’s markets and the “real economy” – and the SEC’s role in this.
Workshop: SEC Basics
SEC Basics is an intensive, interactive workshop that examines the workings and structure of the U.S. Securities and Exchange Commission, the U.S. securities laws and the SEC’s rules and regulations. The workshop is suitable for those with little or no knowledge of the U.S securities laws, the SEC and the SEC’s rules and regulations.
Conference: Hedge Fund Regulation
Hedge Fund Regulation explores the legislative, legal, regulatory and compliance developments affecting hedge funds. An expert panel will delve into related matters such as the Credit Crisis and the involvement in this of hedge funds and prime brokers.
Workshop: How to Navigate a Prime Brokerage Agreement
This unique one day workshop explores prime brokerage agreements. It helps you understand how hedge funds obtain the capital they need to trade, hedge their portfolios and deliver absolute returns. It explores how prime brokers operate, during each phase of a hedge fund’s life. It explains how to navigate the intricacies of provisions such as collateral, charges, margin requirements, events of default, remedies and funding. It also explores what happens when something goes wrong: reorganisation, litigation and insolvency. It concludes with a discussion of ancillary documents such as ISDAs and GMSLAs.
Upcoming Events
SEC Basics
25th October 2011, Hong Kong
24th April 2012, London
Do not miss the chance to brush up on your SEC Basics through our one day workshop in Hong Kong on the 25th October 2011 or in London on 24th April 2012. Run by ex-SEC Lawyer and expert advisor Mark Berman of CompliGlobe Ltd, this workshop is aimed at practitioners who are either new to the field or who would like to develop a greater understanding of U.S. securities regulation.
More information...
SEC Regulation Outside the United States
26th October 2011, Hong Kong
25th April 2012, London
Now in its 15th edition in London and its 10th edition in Hong Kong, InvestoRegulation, is proud to present the SEC Regulation outside the United States conference which will take place in Hong Kong on the 26th October 2011 and in London on 25th April 2012. The U.S. Securities and Exchange Commission is the world's largest financial regulator with a reach which extends far beyond its shores. Any non-U.S. entity which trades or invests in U.S. securities is subjected to the SEC regulations and therefore needs to be aware about the associated rules, responsibilities and any developments in this space.
More information...
Hedge Fund Regulation
25th January 2012, London
The 3rd annual Hedge Fund Regulation explores the legislative, legal, regulatory and compliance developments affecting hedge funds. An expert panel will delve into related matters such as the Credit Crisis, its causes and the role of hedge funds and prime brokers. Representatives from major regulatory and political authorities will engage in an open dialogue on this critical and timely topic.
More information...
SEC Basics
25th October 2011, Hong Kong
24th April 2012, London
Do not miss the chance to brush up on your SEC Basics through our one day workshop in Hong Kong on the 25th October 2011 or in London on 24th April 2012. Run by ex-SEC Lawyer and expert advisor Mark Berman of CompliGlobe Ltd, this workshop is aimed at practitioners who are either new to the field or who would like to develop a greater understanding of U.S. securities regulation.
More information...
SEC Regulation Outside the United States
26th October 2011, Hong Kong
25th April 2012, London
Now in its 15th edition in London and its 10th edition in Hong Kong, InvestoRegulation, is proud to present the SEC Regulation outside the United States conference which will take place in Hong Kong on the 26th October 2011 and in London on 25th April 2012. The U.S. Securities and Exchange Commission is the world's largest financial regulator with a reach which extends far beyond its shores. Any non-U.S. entity which trades or invests in U.S. securities is subjected to the SEC regulations and therefore needs to be aware about the associated rules, responsibilities and any developments in this space.
More information...
Hedge Fund Regulation
25th January 2012, London
The 3rd annual Hedge Fund Regulation explores the legislative, legal, regulatory and compliance developments affecting hedge funds. An expert panel will delve into related matters such as the Credit Crisis, its causes and the role of hedge funds and prime brokers. Representatives from major regulatory and political authorities will engage in an open dialogue on this critical and timely topic.
More information...