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The How to Navigate a Prime Brokerage Agreement workshop is led by Mark Berman of CompliGlobe Ltd, a former SEC lawyer who advises on SEC practice and international financial services regulation.

Download the 2009 brochure

Mark Berman, CEO, CompliGlobe


Mark Berman is the founder and a Principal of CompliGlobe Limited www.compliglobe.com. He advises and has advised Asian and European hedge funds, investment managers, banks and investment firms on U.S. and cross-border regulatory, compliance, training and AML matters. Mr Berman was a senior lawyer with the SEC’s Division of Corporation Finance and the Division of Market Regulation, where he worked on domestic and cross-border disclosure and trading practices issues, respectively. He has lectured on law and regulation at the London Business School, is the editor of and a contributor to “SEC Regulation Outside the United States” and “Hedge Funds and Prime Brokers”. He is the author of “Introduction to Hedge Funds”. Mr Berman is a Trustee of the SEC Historical Society.






Hedge Fund Regulation, 22nd November 2010, London
Programme | Speakers | Sponsors & Partners | Venue | Register
The 2nd annual Hedge Fund Regulationconference explores the legislative, legal, regulatory and compliance developments affecting hedge funds. An expert panel will delve into related matters such as the Credit Crisis, its causes and the role of hedge funds and prime brokers. Representatives from major regulatory and political authorities will engage in an open dialogue on this critical and timely topic.

Attend Hedge Fund Regulation and hear directly from key representatives of the European regulators.
Download the 2009 brochure