Terms and Conditions
InvestoRegulation reserves the right to vary or cancel a conference/workshop where the occasion necessitates.
1. InvestoRegulation accept no liability if, for whatever reason, the conference / workshop does not take place.
2. The booking form constitutes a legally binding contract. The delegate and employer are jointly and severally liable for payment of all the fees due to InvestoRegulation. Neither InvestoRegulation nor its presenters will be liable by reason of breach of contract negligence or otherwise for any loss or consequential loss occasioned to any person acting omitting to act or refraining from acting in reliance upon the course material or presentation of the course. Consequential loss shall be deemed to include, but is not limited to any loss of profits or anticipated profits, damage to reputation or goodwill loss of business or anticipated business damages, costs, expenses incurred or payable to any third party or any other indirect or consequential losses.
Cancellation Policy
Provided written notice is received at least 20 days prior to the event, the fee will be credited less a 10% administration charge. Cancellations received between 10 days and 20 days before the event will be credited with 50% of the fee (but will be entitled to a copy of all appropriate documentation). There will be no refund for any cancellation received 10 days or less before any event. However, substitutions will be permited.Any name changes should be notified in writing.
Upcoming Events
SEC Basics
25th October 2011, Hong Kong
24th April 2012, London
Do not miss the chance to brush up on your SEC Basics through our one day workshop in Hong Kong on the 25th October 2011 or in London on 24th April 2012. Run by ex-SEC Lawyer and expert advisor Mark Berman of CompliGlobe Ltd, this workshop is aimed at practitioners who are either new to the field or who would like to develop a greater understanding of U.S. securities regulation.
More information...
SEC Regulation Outside the United States
26th October 2011, Hong Kong
25th April 2012, London
Now in its 15th edition in London and its 10th edition in Hong Kong, InvestoRegulation, is proud to present the SEC Regulation outside the United States conference which will take place in Hong Kong on the 26th October 2011 and in London on 25th April 2012. The U.S. Securities and Exchange Commission is the world's largest financial regulator with a reach which extends far beyond its shores. Any non-U.S. entity which trades or invests in U.S. securities is subjected to the SEC regulations and therefore needs to be aware about the associated rules, responsibilities and any developments in this space.
More information...
SEC Basics
25th October 2011, Hong Kong
24th April 2012, London
Do not miss the chance to brush up on your SEC Basics through our one day workshop in Hong Kong on the 25th October 2011 or in London on 24th April 2012. Run by ex-SEC Lawyer and expert advisor Mark Berman of CompliGlobe Ltd, this workshop is aimed at practitioners who are either new to the field or who would like to develop a greater understanding of U.S. securities regulation.
More information...
SEC Regulation Outside the United States
26th October 2011, Hong Kong
25th April 2012, London
Now in its 15th edition in London and its 10th edition in Hong Kong, InvestoRegulation, is proud to present the SEC Regulation outside the United States conference which will take place in Hong Kong on the 26th October 2011 and in London on 25th April 2012. The U.S. Securities and Exchange Commission is the world's largest financial regulator with a reach which extends far beyond its shores. Any non-U.S. entity which trades or invests in U.S. securities is subjected to the SEC regulations and therefore needs to be aware about the associated rules, responsibilities and any developments in this space.
More information...