Testimonials
Feedback from attendees, speakers and sponsors
"I spend thousands every year on conferences - most are irrelevant. These have been very informative.""Excellent quality of speakers & materials."
"It was an open discussion of relevant issues to being an SEC registered adviser."
"I got a superb overview of the regulatory structure."
"There was a good balance of breadth & depth."
"SEC Basics gives a well packaged content covering the key topics that are relevant & timely."
"SEC Basics met my expectations & is very helpful to my job."
"There were good materials, a nice variety of slides/websites/whiteboard etc."
"There was a good balance between theoretical & real life examples that are current & up to date."
"Materials - very detailed & informative."
"Very good. Thank you for putting up the material on SEC Basics - very useful."
"Gave basic understanding of SEC Regulations."
"SEC Basics exceeded my expectations - it was very detailed & excellent."
Upcoming Events
SEC Basics
25th October 2011, Hong Kong
24th April 2012, London
Do not miss the chance to brush up on your SEC Basics through our one day workshop in Hong Kong on the 25th October 2011 or in London on 24th April 2012. Run by ex-SEC Lawyer and expert advisor Mark Berman of CompliGlobe Ltd, this workshop is aimed at practitioners who are either new to the field or who would like to develop a greater understanding of U.S. securities regulation.
More information...
SEC Regulation Outside the United States
26th October 2011, Hong Kong
25th April 2012, London
Now in its 15th edition in London and its 10th edition in Hong Kong, InvestoRegulation, is proud to present the SEC Regulation outside the United States conference which will take place in Hong Kong on the 26th October 2011 and in London on 25th April 2012. The U.S. Securities and Exchange Commission is the world's largest financial regulator with a reach which extends far beyond its shores. Any non-U.S. entity which trades or invests in U.S. securities is subjected to the SEC regulations and therefore needs to be aware about the associated rules, responsibilities and any developments in this space.
More information...
SEC Basics
25th October 2011, Hong Kong
24th April 2012, London
Do not miss the chance to brush up on your SEC Basics through our one day workshop in Hong Kong on the 25th October 2011 or in London on 24th April 2012. Run by ex-SEC Lawyer and expert advisor Mark Berman of CompliGlobe Ltd, this workshop is aimed at practitioners who are either new to the field or who would like to develop a greater understanding of U.S. securities regulation.
More information...
SEC Regulation Outside the United States
26th October 2011, Hong Kong
25th April 2012, London
Now in its 15th edition in London and its 10th edition in Hong Kong, InvestoRegulation, is proud to present the SEC Regulation outside the United States conference which will take place in Hong Kong on the 26th October 2011 and in London on 25th April 2012. The U.S. Securities and Exchange Commission is the world's largest financial regulator with a reach which extends far beyond its shores. Any non-U.S. entity which trades or invests in U.S. securities is subjected to the SEC regulations and therefore needs to be aware about the associated rules, responsibilities and any developments in this space.
More information...